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Corporate Standards (opens in new window)

164 KB

Certificate of Incorporation (opens in new window)

2.09 MB

By-laws (opens in new window)

182 KB

Corporate Governance Guidelines (opens in new window)

164 KB

Whistleblower Policy (opens in new window)

155 KB

Committee Charters

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Date Download Description

June 3, 2017

Audit Committee Charter (opens in new window)

158 KB

June 2, 2017

Compensation Committee Charter (opens in new window)

138 KB

June 1, 2017

Nominating and Corporate Governance Committee Charter (opens in new window)

137 KB

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About AssetMark Financial Holdings, Inc.
AssetMark Financial Holdings, Inc. (NYSE: AMK) (“AssetMark”) is a leading provider of extensive wealth management and technology solutions that power independent financial advisers and their clients. Through AssetMark, Inc., its investment adviser subsidiary registered with the Securities and Exchange Commission, AssetMark operates a platform that comprises fully integrated technology, personalized and scalable service and curated investment platform solutions designed to make a difference in the lives of advisers and their clients. AssetMark is an indirect subsidiary of Huatai Securities Co., Ltd. For more information, please visit the Who We Are section.

C33638 | 06/2019 | EXP 06/30/2021